Webster Announces Sale of Duff & Phelps, LLC

Mar 15, 2004

WATERBURY, Conn.--(BUSINESS WIRE)--March 15, 2004--Webster Financial Corporation (NYSE: WBS), the holding company for Webster Bank, announced today the sale of its majority interest in Duff & Phelps, LLC, the Chicago-based financial advisory services and investment banking firm, to a group including management teams from Duff & Phelps and Stone Ridge Partners and an investor group led by Lovell Minnick Partners, LLC. Webster will maintain a strategic alliance with Duff & Phelps, with preferred customer status. Terms of the sale were not disclosed.

Lovell Minnick Partners, headquartered in Rolling Hills Estates, CA, will partner with existing management and others to invest a significant amount of new capital into Duff & Phelps to expand the business.

"Webster is intensely focused on building our retail and commercial banking, investment and insurance businesses in southern New England," said Webster Chairman and CEO James C. Smith. "While Duff & Phelps is a strong, respected and capable firm, we have determined that financial valuation and investment banking are not core businesses. We believe it makes more sense to provide our customers with Duff and Phelps' valuable services through an alliance rather than through Webster's majority ownership. We have learned and benefited from our association with the fine people at Duff & Phelps, and we expect our relationship to remain strong and mutually beneficial."

Chester ("Chet") Gougis will remain President of Duff & Phelps, while Noah Gottdiener, Managing Partner of Stone Ridge Partners, has been named Chief Executive Officer.

Gottdiener said, "I am delighted to lead this talented organization and work with my new partner, Chet Gougis, to continue to build Duff & Phelps' M&A practice and to grow its financial advisory and valuation business. Duff & Phelps has maintained a stellar reputation in the financial markets for over 70 years, and we look forward to expanding its national presence in the under-served middle market."

"We are excited to invest alongside an experienced management team in a unique investment banking franchise serving the middle market. We look forward to working with management and the employees of Duff & Phelps to continue to build this enterprise," said Jeffrey D. Lovell, Chairman and Chief Executive Officer of Lovell Minnick Partners.

Duff & Phelps offers specialty investment banking and financial advice with expertise in fairness opinions; middle-market mergers and acquisitions; private placements; business valuations; intangible asset valuations; and ESOP and ERISA advisory services.

Webster acquired its majority interest in Duff & Phelps in November 2000.

Webster Financial Corporation is the holding company for Webster Bank and Webster Insurance. With $14.6 billion in assets, Webster provides business and consumer banking, mortgage, insurance, financial planning, trust and investment services through 119 banking offices, 233 ATMs, a Connecticut-based call center and the Internet. Webster Bank owns the asset-based lending firm Webster Business Credit Corporation, the insurance premium finance company Budget Installment Corp., Center Capital Corporation, an equipment finance company headquartered in Farmington, Connecticut and Webster Trust Company, N.A.

For more information about Webster, including past press releases and the latest Annual Report, visit the Webster website at www.websteronline.com.

CONTACT: Webster Financial Corporation
Media Contact:
Clark Finley, 203-578-2429
cfinley@websterbank.com
or
Meghan Thompson, 203-578-2287
mthompson@websterbank.com
or
Investor Contact:
Katherine Partesano, 203-578-2295
kpartesano@websterbank.com

SOURCE: Webster Financial Corporation